Skill Based Trainings and Programs (In-Person & virtual)
Training Backed by Real-World Experience and Practical Insights: Where Theory Meets Real-Life Application
Our trainers are seasoned professionals with deep expertise and a diverse experience. The training is skill-based, engaging, and aligned to regulatory framework, current challenges, and technology advancements. Relating theory/regulations to practice & implementation maximizes learning outcomes. Further, our assessments help to gauge the understanding and deliver better!
Expert-Developed
30+ years of specialist experience
Dynamic Content
Regularly updated for relevance
Comprehensive Approach
Regulatory, legal, operational, technical
Skill-Based Training
Practical scenarios, real-world application
Trainings and Programs
REGULATORY FRAMEWORK
FATF Recommendations
PMLA & Allied Laws
SEBI /IRDAI AML Guidelines
IFSCA AML Guidleines
RBI Master Directives
FRAUD
Fraud
- Fraud Navigating fraud in digital age (pig butchering, smurfing, identity, etc)
- Gatekeepers & their role
- Identity fraud
- Early warning signals & preventive measures
- Identifying red flags before sanctioning loans, screening wilful defaults
Interpreting Financial Documents
- Analysis of financial statements
- Forensic Accounting and
- Investigation standards
- Benford’s Law & use of
- Data Analysis to detect Fraud
- Investigating Stock Market Frauds
Money Mules
- RBI & 14C role, how to identify patterns, use of existing RFIs, way forward
- Preventive measures for
onboarding mules/shell companies - Case studies & examples
AML
Money Laundering
- PMLA Act, understanding important provisions
- Fraud vis-a-vis Money Laundering
- Common Typologies for Predicate Offences
- RFIs, SOPs & Best Practices
- Priority STRS & effective Regulatory Reporting
Transaction Monitoring
- Identifying patterns, focus on TF & PF
- Reviewing rules, algorithms & results
- Data analysis & Reducing False positives
- Alerts (generated by AML tools & other triggers), escalations & closures
- MIS reports
- EDD for high risk jurisdictions/businesses/ profiles
- Structuring & conduits
- Tax evasion & round tripping
Trade Based Money Laundering
- Red Flag Indicators
- Structural Risk Indicators
- Trade Activity Risk Indicators
- Trade Document & Commodity Risk Indicators
- Account & Transaction activity Risk Indicators
- Best Practices to counter TBML
- FEMA regulations for trade remittances
Red Flag Indicators
- Understanding the RFIs
- Classification & Creation of RFIs based on emerging risks
- SOPs for new Internal RFIs
Proliferation Financing & Terrorist Financing
- WDM Act
- Revenue Generating activities & typologies
- Regulatory expectations
- Reporting requirements
- Risk assessment & preventive measures
- Dual use items and sanctioned /control list
- Case studies
Sanction Screening
- Understanding Sanctions, types & application under various regimes
- Global Sanctions lists
- Compliance procedures
- Consequences of non compliance
- Case Studies & current geo-political tensions
KYC, EDD & Visual Validation
- Implementation RBI’s Master Direction on KYC
- Preventive & Perpetual KYC- Building strong customer profiles
- Negative news, Adverse media monitoring,
- Intelligent Onboarding
and Whitelisting UBO Analysis,
NPOs & PEPs - Non face-to-face onboarding risks &
preventive measures
Filing Reports
- Analysis of 5 mandatory reports-STR, CTR, NTR, CBWTR and CCR
- Types of STR
- Writing a sustainable GOS
- Using OSINT for gathering intelligence
Risk Based Approach
- Customer, Country, Channel andProduct Risk
- Ongoing ML/TF Risk Assessment
- RBI directives on ML/TF RiskAssessment Report
TRAINING PROGRAMS
Regulatory Reporting
- Analysis of 5 mandatory reports-STR, CTR, NTR, CBWTR and CCR
- Types of STR
- Writing a sustainable GOS
- Using OSINT for gathering intelligence
VAS & VASPs
- FATF Recommendations & Standards – COD, PEP, Wire Transfer, Travel rule
- Red Flag Indicators —Transaction Monitoring, Source of Funds (SOF) /
- Source Of Wealth (SOW),
- Geographical Risks
- Implementation of Travel Rule — Challenges & Solutions
- Emerging Risks & Market
Development - I nternational Regulations (covering few important jurisdictions)
- Case Studies & discussions on Crypto
- Frauds, use of Blockchain & digital currencies
Dark Web Open Source Intelligence tools (OSINT)
- Dark web & secrets
- Social Media Intelligence
- Deep Fake identification, geolocation, meta data
- Gathering information from databases, government records
& documents filed - Converting intelligence to actionable evidence
Best Practices & Capacity Building
- Intelligent Onboarding & KYC
- 3 Lines of Defence
- Data Analysis, Technology and
Innovation - Screening against Sanctions and Adverse Media Monitoring
- Information sharing need and
benefits (ARIFAC)
Data Privacy Compliance
- DPDP Act
- GDPR compliances
- International Co-operation
Wildlife Trafficking
- The Illegal Wildlife Trade Supply Chain & factors driving it
- International Laws and Conventions
- National Laws, Enforcement & Seizures
- Smuggling routes & cross-border activities
- Risk Indicators & Red flags
- Transaction Monitoring
Cyber Security
- Simulation Lab & vulnerability assessment
- Cybersecurity Essential for all
- Defending against social engineering
- Identifying fake apps/emails/deepfakes
- Reporting Cyber Crime
- Protecting Data & Fidicuary Responsbility
OSINT
- Relevant tools and sources
- Behavioral Matrix
- Web-based Open source
- Social Media Tools
- Data breaches & Passwords
- Mobile Number Profiling
FINCRIMEEXPERT EXCLUSIVE
Customised Skill Based Training programs
The FinCrime Expert Team has curated a comprehensive training program on Financial Crime Compliance, organized into various modules. These modules can be selected based on specific training needs.
Pre & Post Training Assessment
We provide a series of quick assessments on each subject that will help the Team Lead to gauge the level of understanding & knowledge of the team in the respective domain. The results will be shared on their registered email ids of the Team Lead and candidates assessed.
Learning Outcome
The above training approach maximizes learning outcomes by doing a need-based analysis and thereafter delivering content accordingly.
Trainings and More
Have inquiries? Reach out to us!
We are here to assist you with any questions or concerns you may have. Feel free to reach out to us anytime.